Head, Enterprise Risk, Compliance, and Legal

Position Overview

Amy Consulting is expanding its leadership team and seeking an exceptional, strategic leader to establish and oversee an integrated Enterprise Risk Management (ERM), Compliance, and Legal framework. This role is vital to safeguarding the firm's reputation, ensuring sustainable growth, and maintaining unwavering trust in the market.

Role Overview

The Head of Enterprise Risk, Compliance, and Legal will serve as the firm's principal officer for all risk, regulatory, and legal matters. This executive role is responsible for developing, implementing, and monitoring a robust enterprise-wide risk management framework, ensuring full compliance with all SEC and other applicable regulations, and providing strategic legal counsel.

The incumbent will be a SEC Sponsored Individual for Compliance and/or Risk Management and will act as a key advisor to Executive Management and the Board of Directors.

Key Responsibilities

Enterprise Risk Management

• Develop, implement, and maintain the firm's Enterprise Risk Management (ERM) framework, policies, and risk appetite statement
• Identify, assess, monitor, and report on all material risks (operational, market, credit, liquidity, strategic, and reputational) across the organization
• Conduct stress testing and scenario analysis to ensure the firm's resilience
• Present comprehensive risk reports and dashboards to the COO, Management Committee, and the Board Risk Committee

Regulatory Compliance

• Act as the primary liaison with the Securities and Exchange Commission (SEC) Nigeria and other regulatory bodies
• Ensure the firm's continuous compliance with all SEC Rules, Investment and Securities Act, and other relevant laws and regulations
• Develop, update, and enforce the firm's compliance manual, policies, and procedures
• Manage the Anti-Money Laundering (AML)/Combating the Financing of Terrorism (CFT) program, including client due diligence and monitoring