Risk and Compliance Manager at Catilas Resources Limited

Position Summary

The Risk and Compliance Manager is responsible for overseeing and managing all aspects of regulatory and policies compliance within the organization. This role involves developing, implementing, and maintaining effective compliance programs to ensure adherence to relevant laws, regulations, policies, and industry standards.

Key Responsibilities

Regulatory Compliance

• Stay abreast of changes in financial regulations and ensure that the organization is up to date with all relevant laws and industry guidelines
• Interpret and communicate regulatory requirements to relevant departments within the organization
• Collaborate with legal and regulatory affairs teams to address compliance issues and provide guidance on regulatory matters
• Assist in the implementation and monitoring of the Enterprise Risk Management framework, tools, practices, and policies to identify, measure, report, monitor and manage enterprise risks
• Develop and update compliance policies and procedures to reflect changes in regulations and industry best practices
• Implement policies across the organization, ensuring that employees are aware of and adhere to compliance requirements
• Conduct regular training sessions to educate employees on compliance policies and procedures

Risk Assessment

• Conduct regular risk assessments to identify and evaluate potential compliance risks
• Develop strategies to mitigate identified risks and ensure that appropriate controls are in place
• Collaborate with other departments to integrate compliance considerations into business processes and systems

Monitoring and Reporting

• Establish and maintain a system for ongoing monitoring of compliance activities
• Prepare and submit regular reports to senior management and regulatory bodies, summarizing compliance activities and addressing any identified issues
• Ensure that internal reporting mechanisms are effective in capturing and escalating compliance concerns