Team Lead– SEC Regulated Issuing House Company at Stresert Services Limited

Job Summary

The Team Lead will oversee the strategic and operational activities of the Issuing House, ensuring compliance with SEC regulations and delivering high-quality financial advisory and capital market services. This role requires a professional with experience in investment banking, capital markets, and regulatory compliance in Nigeria.

Key Responsibilities

Strategic Leadership

• Develop and implement operational strategies aligned with the company's goals and SEC regulations
• Lead and manage the team of sponsored individuals and professionals involved in capital market transactions

Capital Market Operations

• Oversee the structuring, packaging, and execution of public offerings, private placements, and bond issuances
• Coordinate the preparation of prospectuses, scheme documents, and other transaction-related materials
• Liaise with regulatory bodies including SEC, NSE, and FMDQ for approvals and compliance

Client Advisory

• Provide financial advisory services to corporate and government clients on capital raising and investment strategies
• Develop tailored solutions for clients seeking equity or debt financing

Compliance & Governance

• Work alongside the Compliance Officer to ensure full compliance with SEC's Investments and Securities Act (ISA) 2007 and all relevant rules and guidelines

Team Management

• Mentor and supervise sponsored individuals and junior staff
• Foster a culture of professionalism, integrity, and continuous improvement

Qualifications & Experience

Educational Requirements

• Bachelor's degree in Finance, Economics, Accounting, Law, or related field
• Master's degree or professional certifications (e.g., CFA, ACA, CIS) is an added advantage
• SEC sponsored individual status is an added advantage

Professional Experience

• Minimum of 4–10 years' experience in investment banking, issuing house operations, or capital markets
• Proven track record in team management and client relationship building